HOW WE SUPPORT YOU

Ensuring leadership understands the

regulatory framework and their responsibilities.

Equipping MLROs, Compliance Officers and

the business with the skills and knowledge to implement effective AML frameworks, conduct

monitoring, manage risks, and oversee reporting requirements.

We offer training to MLRO and Compliance

Officers who have submitted applications to the DFSA or FSRA for the first time. The regulatory authority will want to interview them to ensure that they are approving someone who understands the

business and the associated regulatory requirements linked to them.

Helping firms meet DFSA and FSRA-mandated CPD

requirements through customised, practical training modules.

Advising on the business model and its alignment with the

applicable regulatory framework.

Drafting comprehensive regulatory business plans and

financial projections.

Assisting in the development and implementation of key

compliance and operational documents.

Provision of Outsourced Compliance Officer, Risk Officer, and Finance Officer

services to meet regulatory obligations efficiently and with confidence.

We offer a retainer service for firms who have their own in-house MLRO and Compliance function but may need additional advisory support in navigating the

regulatory requirements in the ADGM and the DIFC.

We deliver comprehensive corporate secretarial support, covering statutory obligations and records to ensure compliance with

regulatory and legal requirements at all times.

Assisting in legal structuring and restructuring requirements, including company formation and amendments, drafting of bespoke

Memorandum of Association, Articles of Association. Our services cover the preparation and submission of all required

incorporation and amendment documents to ensure full compliance with regulatory requirements.

Facilitating the finalisation of leased space and completion s of registration formalities, corporate bank account opening,

professional indemnity insurance application and appointment of both internal and external Auditors to ensure all IPA conditions are

satisfied and the Financial Service Permit (FSP) is obtained without delay.