HOW WE SUPPORT YOU

Ensuring leadership understands the

regulatory framework and their responsibilities.

Equipping MLROs, Compliance OEicers and

the business with the skills and knowledge to implement eEective AML frameworks, conduct

monitoring, manage risks, and oversee reporting requirements.

We oEer training to MLRO and Compliance

OEicers who have submitted applications to the DFSA or FSRA for the first time. The regulatory authority will want to interview them to ensure that they are approving someone who understands the

business and the associated regulatory requirements linked to them.

Helping firms meet DFSA and FSRA-mandated CPD

requirements through customised, practical training modules.

Advising on the business model and its alignment with the

applicable regulatory framework.

Drafting comprehensive regulatory business plans and

financial projections.

Assisting in the development and implementation of key

compliance and operational documents.

Provision of Outsourced Compliance OEicer, Risk OEicer, and Finance OEicer

services to meet regulatory obligations eEiciently.

We oEer a retainer service for firms who have their own in-house MLRO and Compliance function but may need additional advisory support in navigating the

regulatory requirements in the ADGM and the DIFC.

Supporting corporate governance and company secretarial needs,

including meeting statutory obligations.

Assisting in legal structuring, including company setup, customisation

of Memorandums, and preparation of required documents.

Facilitating the finalisation of leased space, bank account opening and

professional indemnity insurance are all conditions which need to be met before the regulatory.